Compliance and back-office
Compliance plays a critical role in wealth management by ensuring that advice and transactions adhere to regulatory and ethical standards, and technology plays a transformative role in enhancing efficiency, accuracy, and decision-making.
Smartchase Corporate Solutions has the licenses, registrations, and partnerships required to advise on, and transact in, conventional investments, alternative investments, and life insurance products, allowing us to offer our SCS Partners a fully compliant, turnkey wealth management platform.
Designed Wealth Management
As an independent dealer, Designed Wealth Management provides proactive compliance and a deep shelf of conventional and alternative investments to full securities advisors, like us.
Qualified Financial Services
Canada’s largest independently-owned MGA. With $2 billion AUM and 24 insurance carriers, QFS allows us to offer any insurance product available in Canada.
Aviso Wealth
As one of Canada’s leading independent correspondent and custody services providers, Aviso allows us to offer every type of investment account, and hold stocks, options, fixed income, structured products, ETFs, mutual funds, and more.
Mako Fintech
From account opening to KYC refresh, Mako Fintech is leading the industry in the automation of wealth management paperwork, providing an integrated view from client, to advisor, to compliance to back office.